题目

 Explain whether Kip and Lu have committed the offence of insider dealing 

考点:Chapter22Fraudulentandcriminalbehaviour

 Kip is an insider by virtue of his position as an accountant in Jaz plc. The information he holds is price-sensitive because it concerns large profits. Therefore, it would appear that he is liable under for dealing in price-affected securities. None of the defences would apply to him as he clearly expected to make a profit.  

He also becomes liable for the offence of encouraging another to deal in price-affected securities when he advises Lu to buy shares in Jaz plc. 

Lu received inside information from Kip who he knew to be an insider. Therefore he is liable, like Kip, for trading using inside information. 

多做几道

 State whether Ian has any liability for money laundering 

 State whether Jet has any liability for money laundering 

材料全屏
36

【论述题】

 State whether Vic has any right to claim for the increase in share price that he missed out on when he sold his shares 

 Explain any criminal offences Sid may have committed 

材料全屏
38

【论述题】

 State what is meant by securities being 'price sensitive' in the context of insider dealing 

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